Dependent on the size of the Company and the likely volume of transactions, we can arrange for a dedicated telephone number to be made available for shareholders to place purchase or sale orders. As these will be one off deals, generally in paper form, we will charge a rate of between 0.5 and 1% subject to a minimum transaction charge, which would generally be in the region of £17.50. This service is currently used by various companies who advertise it in their Annual Report or on their Shareholder web site. In the event that the Company is unlikely to generate sufficient volume of deals to justify a dedicated telephone number we can take calls on our Company Schemes general telephone number.
In conjunction with the Company, we would aim to circularise all qualifying employees approx. 4 - 6 weeks in advance of the release giving them the option of:
We have planned exercises with Companies where they have provided an exit opportunity to shareholders with below a pre-determined number of shares. The Company will circularise holders and offer a low cost deal on a specific date and will carry out one bulk sale on that date, again at a low commission rate with no minimum charge.
We provide a short-term loan facility allowing the executive to exercise the options using funds made available by us. We sell the shares to repay the loan and pay the executive the proceeds less all costs.
As with the Executive Option, other than it is on behalf of a large number of employees on one bulk deal date.
To find out more details on these services please e-mail us or contact the Corporate Services Team on: